| If you like our thinking, invite Omega to make a formal proposal to become your portfolio manager
If you would like for your wealth to be managed within a fiduciary relationship; if you would like for your investments to be managed from a long-term, global perspective; if you believe global trends, cycles and developments will determine the profits of companies and the strengths of currencies over the next twenty years; if you would like for your wealth's purchasing power to be protected against inflation and against falls in the value of the dollar; if tax management is important to you— and you have at least $1 million in investable asset— then Omega would like to manage your investment portfolio for you.
If our approach to portfolio management makes sense to you, we would like to have the opportunity to prepare a formal proposal for us to manage your portfolio. We would like to meet with you, get to know you, give you an opportunity to get to know us and discuss our proposal with you.
If you would like to meet before we prepare a formal proposal, call us or email us
The next steps we take in getting to know one another are up to you. If you would like to meet informally and discuss your investment goals and objectives vis-à-vis our approach to portfolio management, we will be happy to do so.
To set up a meeting, give us a call at (917) 817-8659 or email rsvp@Omega.com.
If you would like Omega to have a formal proposal ready to present at our first meeting...
If you would prefer that we go ahead and put together a formal proposal to manage your portfolio, we will be glad to do so. At our first meeting, we can present our proposal, discuss it and, if you like, make modifications to it.
For us to prepare a proposal, we need you to do three things:
| 1. |
Complete and send us the portfolio-management checklist
To help us understand better what is most important to you in a portfolio manager and the type of relationship you're coming from, if you haven't done so already, please complete our portfolio-management checklist and send it to us. |
| 2. |
Fill in the investor-profile questionnaire and send it to us
To prepare our proposal, we need to understand your financial picture. Your answers to our investor-profile questionnaire will help us to understand your investment goals and objectives, tax exposure, return expectations and tolerance for risk. Please complete the investor-profile questionnaire and mail it or fax it to us. |
| 3. |
Complete the risk-profile questionnaire and send it to us
To help us and you better understand how your personality interacts with risk exposure, we ask you to complete an on-line risk-profile questionnaire. As soon as you submit your answers, you will get back the results automatically. When we meet with you to discuss our proposal, we will discuss your risk profile with you further.
To complete the risk-profile questionnaire on-line, click here. |
When you complete the risk-profile questionnaire on-line, we automatically receive a copy of it. Send the completed investor-profile and risk-profile questionnaires to us via any of the following:
Email: rsvp@Omega.com
Fax: (888) 888-8888
| Mail: |
Omega Capital Advisors, LLC
777 Main Street,
Suite 123
Anytown, OH 22222
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Our proposal ensures that we understand you and your objectives. Our proposal ensures that you understand how we will manage your portfolio.
Once we receive the checklist, your investor profile and risk profile, we will prepare and present to you a formal proposal for Omega to manage your investment portfolio. The proposal lays out our understanding of your:
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Investment goals and objectives |
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Risk tolerance |
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Investment horizon |
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Plans to make contributions and/or withdrawals |
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Regulatory, legal and tax considerations |
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Unique personal circumstances and preferences |
Our proposal will specify by percentage and by dollar amount the asset allocations we recommend. Our proposal will show you how the allocations we recommend match up against your current allocations. For each allocation, we will recommend a fund manager or managers. We will provide you with a description of each fund’s investment strategy and information on how it has performed historically. We have found that presenting a prospective client with a formal proposal makes the best use of your time and of our time. The proposal expresses how we think best to manage your portfolio and our understanding of how you wish for us to manage your portfolio.
Even so, we do not submit the proposal to you in a take-it-or-leave-it fashion. Our proposal is a discussion document. Chances are, during our discussion of the proposal with you, you will have further thoughts about your goals, objectives and concerns.
We welcome those thoughts. We will modify our plan for managing your portfolio accordingly.
We hope that you will give us the opportunity to prepare and present a proposal to you. If you haven’t done so already, please complete and send to us:
We look forward to hearing from you!
Omega Capital Advisors, LLC
Phone: (917) 817-8659
Fax: (888) 888-8888
Email: rsvp@Omega.com
| Mail: |
Omega Capital Advisors, LLC
777 Main Street, Suite 123
Anytown, OH 22222 |
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